LDAP ASN.1 Grammar

The LDAP ASN.1 Grammar is described in RFC 2251. Here is the grammar :

LDAP V3 Grammar
LDAP-V3 DEFINITIONS
        IMPLICIT TAGS ::= --pragma {packagePrefix: "ldapd.common.ber"}

        BEGIN

        LDAPMessage ::= SEQUENCE {
                messageID       MessageID,
                protocolOp      CHOICE {
                        bindRequest     BindRequest,
                        bindResponse    BindResponse,
                        unbindRequest   UnbindRequest,
                        searchRequest   SearchRequest,
                        searchResEntry  SearchResultEntry,
                        searchResDone   SearchResultDone,
                        searchResRef    SearchResultReference,
                        modifyRequest   ModifyRequest,
                        modifyResponse  ModifyResponse,
                        addRequest      AddRequest,
                        addResponse     AddResponse,
                        delRequest      DelRequest,
                        delResponse     DelResponse,
                        modDNRequest    ModifyDNRequest,
                        modDNResponse   ModifyDNResponse,
                        compareRequest  CompareRequest,
                        compareResponse CompareResponse,
                        abandonRequest  AbandonRequest,
                        extendedReq     ExtendedRequest,
                        extendedResp    ExtendedResponse },
                 controls       [0] Controls OPTIONAL }

        MessageID ::= INTEGER (0 .. maxInt)

        maxInt INTEGER ::= 2147483647 -- (2^^31 - 1) --

        LDAPString ::= OCTET STRING

        LDAPOID ::= OCTET STRING

        LDAPDN ::= LDAPString

        RelativeLDAPDN ::= LDAPString

        AttributeType ::= LDAPString

        AttributeDescription ::= LDAPString

        AttributeDescriptionList ::= SEQUENCE OF
                AttributeDescription

        AttributeValue ::= OCTET STRING

        AttributeValueAssertion ::= SEQUENCE {
                attributeDesc   AttributeDescription,
                assertionValue  AssertionValue }

        AssertionValue ::= OCTET STRING

        Attribute ::= SEQUENCE {
                type    AttributeDescription,
                vals    SET OF AttributeValue }

        MatchingRuleId ::= LDAPString

        LDAPResult ::= SEQUENCE {
                resultCode      ENUMERATED {
                             success                      (0),
                             operationsError              (1),
                             protocolError                (2),
                             timeLimitExceeded            (3),
                             sizeLimitExceeded            (4),
                             compareFalse                 (5),
                             compareTrue                  (6),
                             authMethodNotSupported       (7),
                             strongAuthRequired           (8),
                                        -- 9 reserved --
                             referral                     (10),  -- new
                             adminLimitExceeded           (11),  -- new
                             unavailableCriticalExtension (12),  -- new
                             confidentialityRequired      (13),  -- new
                             saslBindInProgress           (14),  -- new
                             noSuchAttribute              (16),
                             undefinedAttributeType       (17),
                             inappropriateMatching        (18),
                             constraintViolation          (19),
                             attributeOrValueExists       (20),
                             invalidAttributeSyntax       (21),
                                        -- 22-31 unused --
                             noSuchObject                 (32),
                             aliasProblem                 (33),
                             invalidDNSyntax              (34),
                             -- 35 reserved for undefined isLeaf --
                             aliasDereferencingProblem    (36),
                                        -- 37-47 unused --
                             inappropriateAuthentication  (48),
                             invalidCredentials           (49),
                             insufficientAccessRights     (50),
                             busy                         (51),
                             unavailable                  (52),
                             unwillingToPerform           (53),
                             loopDetect                   (54),
                                        -- 55-63 unused --
                             namingViolation              (64),
                             objectClassViolation         (65),
                             notAllowedOnNonLeaf          (66),
                             notAllowedOnRDN              (67),
                             entryAlreadyExists           (68),
                             objectClassModsProhibited    (69),
                                        -- 70 reserved for CLDAP --
                             affectsMultipleDSAs          (71), -- new
                                        -- 72-79 unused --
                             other                        (80) },
                             -- 81-90 reserved for APIs --
                matchedDN       LDAPDN,
                errorMessage    LDAPString,
                referral        [3] Referral OPTIONAL }

        Referral ::= SEQUENCE OF LDAPURL

        LDAPURL ::= LDAPString -- limited to characters permitted in URLs

        Controls ::= SEQUENCE OF Control

        Control ::= SEQUENCE {
                controlType             LDAPOID,
                criticality             BOOLEAN DEFAULT FALSE,
                controlValue            OCTET STRING OPTIONAL }

        BindRequest ::= [APPLICATION 0] SEQUENCE {
                version                 INTEGER (1 .. 127),
                name                    LDAPDN,
                authentication          AuthenticationChoice }

        AuthenticationChoice ::= CHOICE {
                simple                  [0] OCTET STRING,
                                         -- 1 and 2 reserved
                sasl                    [3] SaslCredentials }

        SaslCredentials ::= SEQUENCE {
                mechanism               LDAPString,
                credentials             OCTET STRING OPTIONAL }

        BindResponse ::= [APPLICATION 1] SEQUENCE {

             COMPONENTS OF LDAPResult,
             serverSaslCreds    [7] OCTET STRING OPTIONAL }

        UnbindRequest ::= [APPLICATION 2] NULL

        SearchRequest ::= [APPLICATION 3] SEQUENCE {
                baseObject      LDAPDN,
                scope           ENUMERATED {
                        baseObject              (0),
                        singleLevel             (1),
                        wholeSubtree            (2) },
                derefAliases    ENUMERATED {
                        neverDerefAliases       (0),
                        derefInSearching        (1),
                        derefFindingBaseObj     (2),
                        derefAlways             (3) },
                sizeLimit       INTEGER (0 .. maxInt),
                timeLimit       INTEGER (0 .. maxInt),
                typesOnly       BOOLEAN,
                filter          Filter,
                attributes      AttributeDescriptionList }

        Filter ::= CHOICE {
                and             [0] SET OF Filter,
                or              [1] SET OF Filter,
                not             [2] Filter,
                equalityMatch   [3] AttributeValueAssertion,
                substrings      [4] SubstringFilter,
                greaterOrEqual  [5] AttributeValueAssertion,
                lessOrEqual     [6] AttributeValueAssertion,
                present         [7] AttributeDescription,
                approxMatch     [8] AttributeValueAssertion,
                extensibleMatch [9] MatchingRuleAssertion }

        SubstringFilter ::= SEQUENCE {
                type            AttributeDescription,
                -- at least one must be present
                substrings      SEQUENCE OF CHOICE {
                        initial [0] LDAPString,
                        any     [1] LDAPString,
                        final   [2] LDAPString } }

        MatchingRuleAssertion ::= SEQUENCE {
                matchingRule    [1] MatchingRuleId OPTIONAL,
                type            [2] AttributeDescription OPTIONAL,
                matchValue      [3] AssertionValue,
                dnAttributes    [4] BOOLEAN DEFAULT FALSE }

        SearchResultEntry ::= [APPLICATION 4] SEQUENCE {
                objectName      LDAPDN,
                attributes      PartialAttributeList }

        PartialAttributeList ::= SEQUENCE OF SEQUENCE {
                type    AttributeDescription,
                vals    SET OF AttributeValue }

        SearchResultReference ::= [APPLICATION 19] SEQUENCE OF LDAPURL

        SearchResultDone ::= [APPLICATION 5] LDAPResult

        ModifyRequest ::= [APPLICATION 6] SEQUENCE {
                object          LDAPDN,
                modification    SEQUENCE OF SEQUENCE {
                        operation       ENUMERATED {
                                                add     (0),
                                                delete  (1),
                                                replace (2) },
                        modification    AttributeTypeAndValues } }

        AttributeTypeAndValues ::= SEQUENCE {
                type    AttributeDescription,
                vals    SET OF AttributeValue }

        ModifyResponse ::= [APPLICATION 7] LDAPResult

        AddRequest ::= [APPLICATION 8] SEQUENCE {
                entry           LDAPDN,
                attributes      AttributeList }

        AttributeList ::= SEQUENCE OF SEQUENCE {
                type    AttributeDescription,
                vals    SET OF AttributeValue }

        AddResponse ::= [APPLICATION 9] LDAPResult

        DelRequest ::= [APPLICATION 10] LDAPDN

        DelResponse ::= [APPLICATION 11] LDAPResult

        ModifyDNRequest ::= [APPLICATION 12] SEQUENCE {
                entry           LDAPDN,
                newrdn          RelativeLDAPDN,
                deleteoldrdn    BOOLEAN,
                newSuperior     [0] LDAPDN OPTIONAL }

        ModifyDNResponse ::= [APPLICATION 13] LDAPResult

        CompareRequest ::= [APPLICATION 14] SEQUENCE {
                entry           LDAPDN,
                ava             AttributeValueAssertion }

        CompareResponse ::= [APPLICATION 15] LDAPResult

        AbandonRequest ::= [APPLICATION 16] MessageID

        ExtendedRequest ::= [APPLICATION 23] SEQUENCE {
                requestName      [0] LDAPOID,
                requestValue     [1] OCTET STRING OPTIONAL }

        ExtendedResponse ::= [APPLICATION 24] SEQUENCE {
                COMPONENTS OF LDAPResult,
                responseName     [10] LDAPOID OPTIONAL,
                response         [11] OCTET STRING OPTIONAL }

        END

As one can see, it's much more complicated than the SPNEGO grammar ! The used encoding is a subset of BER, where the TRUE value is always encoded as 0xFF and where all length are fully definite.

Decoding an LDAP message

LdapMessage

Each LDAP message LdapMessage starts with a first automate :

ProtocolOp

The next part (protocolOp) will contains all the different type of possible messages. :

Each message is described in the next chapters.

Controls

It can be followed by an optionnal control part, which automaton state is shown below :

Those two states automaton will be implemented as a Grammar instance, which will be processed for each LdapMessage we will receive. When we will know which kind of Message we have to deal with, a new Grammar will be loaded and processed (a BindRequest grammar, or a BindResponse...). If the specific message is correctly decoded, we may have to load the Controls grammar. So the engine switch from grammar to grammar depending on which part it is decoding. This is implemented by a Grammar stack which is stored in the decoder Container.

LdapResult

Many LdapMessage while return a result. A specific sub-diagram is dedicated to this LdapResult :

We have a specific Grammar to process this LdapResult.

BindRequest

The BindRequest Ldap Message state diagram is shown below :

The decoding of a BindRequest message is simple, as we just need to build an engine that walks through the state automaton, checking at each state that the next transition is valid, and execute the associated action. In the real world, it's a little bit more complicated, because states are not those that we have in the pictures. We have to split each 'state' to sub-states : one sub-state for the Type, one sub-state for the Length and another one for the Value, if necessary.

Those sub-states are just usefull to stop the decoding if anything goes wrong (for instance, if an inner PDU Length is above its encapsulating PDU).

But basically, it's the way the decoder works.

It is also able to stop in the middle of a PDU and start again when the missing data arrive (of course, there must be an action from the caller !).

The BindRequest page explain how this request is encoded and decoded

BindResponse

The Ldap BindResponse message is also made up of four elements : a LdapMessage, the BindResponse, a LdapResult element and optionnaly a final Controls. Here is the inner BindResponse element :

UnBindRequest

This is the simplest automate! It is fully described in the protocolOP schema.

AbandonRequest

This LDAP message is sent by a user when he want the current operation to abort (if a search request take too long, for instance).

This request just send the Message id which has to be stopped.

SearchRequest

The heart of LDAP. Search request are quite complicated, as LDAP is mainly used to search information. We will use four different automatons to express this part of the LDAP grammar :

Filter

We can use filters to select elements :

SubstringFilter

MatchingRuleAssertion

Search responses

We may have three different kind of responses to a ldap Search. The first two are entries or references, and the last one is returned when all teh entries or references have been sent.

SearchResultEntry


 

SearchResultReference

SearchResultDone

Add

We can add an entry. Here is the message to send, and the response you get :

AddRequest

AddResponse

Del

We can delete an entry. Here is the message to send, and the response you get :

DelRequest

DelResponse

Modify

We can modify an entry. Here is the message to send, and the response you get :

ModifyRequest


 

ModifyResponse


 

Modify DN

We can modify a DN. Here is the message to send, and the response you get :

ModifyDNRequest

ModifyDNResponse

Compare message

We can compare elements. Here are the request and the response :

CompareRequest

CompareResponse

Extended message

Otherwise, as LDAP accepts extension, it does through those two messages :

ExtendedRequest

ExtendedResponse

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